# AUDIT — Full Repository (iterative)

**Auditor:** Audit-Loop (Opus)
**Started:** 2026-06-15
**Scope:** entire `main` tree, audited iteratively module-by-module.
**Companion doc:** [`AUDIT-2026-06-15-loop-1.md`](AUDIT-2026-06-15-loop-1.md) —
the F-15 / dev-loop-1 findings (S-1…U-4). This document continues the **same
finding-ID register** (so `C-4` here follows `C-3` there) and covers the rest of
the repo.

> Severity: **HIGH** fix before relying · **MED** fix soon · **LOW** polish ·
> **INFO** accepted/no-action. Findings only — remediation planned separately.

## Coverage tracker

| Part | Area | Status |
|------|------|--------|
| (loop-1) | F-15 graph, db/schema, ingest, discover, mcp, provenance-scan, cli(search+graph), config(graph) | ✅ documented |
| **A** | Grounding guard (`wiki.py` `_parse_claims`/`_run_grounding_guard`, quarantine) — shared by `synthesis.py` | ✅ documented |
| **B** | `sources/` (arxiv, openalex, semanticscholar) | ✅ documented |
| **C** | `parsing/` (grobid, nougat, mathpix, figures, tex) | ✅ documented |
| D | `synthesis.py` orchestration (find_connections/gaps/improvements, conjectures, write_leads) | ⏳ next |
| E | `wiki.py` rest (retrieve, compile_concept, cross-refs, index/log, embed) | ☐ |
| F | `embed.py`, `quality.py`, `models.py` | ☐ |
| G | `cli.py` rest (ingest/wiki/synthesis/provenance commands), `config.py` rest | ☐ |

---

## Part A — Grounding guard (the "zero-fact-leak" core)

The guard lives in `wiki.py` (`_parse_claims:216`, `_run_grounding_guard:299`)
and is imported by `synthesis.py:57-59`, so **one implementation gates both**
the wiki pages and the synthesis leads. A claim is "grounded" iff the **last
sentence** before its `[BibKey #loc]` citation contains a run of 5 consecutive
non-stopword tokens that appears as a substring of any chunk of the same bibkey.

### C-4 — Zero-claim pages bypass quarantine and publish as "compiled" · **HIGH**
- **Evidence:** `wiki.py:730` — `if total_claims > 0 and grounding_rate < threshold:`
  quarantines; the `else` (`:737-742`) **publishes to `wiki/` and records the
  hash** as successfully compiled.
- **Bug:** when the LLM output has **no parseable citations** (`total_claims == 0`,
  so `grounding_rate == 0.0`), the `total_claims > 0` guard is false → it takes
  the *publish* branch. The quarantine gate is skipped exactly when grounding
  evidence is **weakest** (zero citations).
- **Trigger paths:** (a) the LLM emits uncited prose; (b) **LLM outage** — the
  module header guarantees "LLM unavailable → empty ConceptPage, no crash"
  (`wiki.py:13-14`), so a transient Ollama outage writes near-empty stub pages to
  `wiki/`, marks them compiled, and stores their hash. On the next
  `changed_only` run the hash matches → the stub is **skipped forever** until a
  forced recompile. A research wiki silently fills with empty/uncited pages.

### C-5 — "Every claim is grounded" holds only for the last cited sentence · **MED**
- **Evidence:** `_CLAIM_RE` (`wiki.py:211-213`) captures `text = [^\[]+?` (the
  span back to the previous `]`/start); `_last_sentence` (`:279-291`) then keeps
  only the final sentence; `_run_grounding_guard` checks that sentence only.
- **Two holes in the guarantee:**
  1. **Paragraph passengers** — any sentence that is *not* the last one before a
     citation is never grounding-checked and never `⚠`-marked. "Hallucination one.
     Hallucination two. Grounded tail [Bib]." passes with only the tail verified.
  2. **Uncited text is invisible** — a sentence with no `[BibKey]` is not a Claim
     at all (`_parse_claims` only yields cited spans), so it is never grounded
     nor marked. The LLM can emit fully uncited assertions into a published page.
- **Impact:** the effective invariant is "*the last sentence immediately before
  each citation has lexical overlap with the cited paper*" — materially weaker
  than the N-02 "zero-fact-leak enforcement" framing. The module **header is
  honest** ("Substring-Match MVP", `wiki.py:4,13`); the commit/ADR language is
  not. Recommend aligning the claim or strengthening the guard (check every
  sentence; flag uncited sentences).

### C-6 — Substring match does not enforce the documented "5 consecutive tokens" · **LOW**
- **Evidence:** `wiki.py:347-349` — `gram = " ".join(content[i:i+5])`;
  `if any(gram in src for src in sources)` where `src` is the space-joined
  content-word string of the chunk.
- **Issue:** a *substring* test on the joined string lets the first/last gram
  token match as a **prefix/suffix of a longer chunk word** (e.g. gram
  `"cat dog …"` substring-matches inside `"scat dogma …"`). The docstring claims
  matching "as 5 consecutive non-stopword **tokens**" — true sequence matching
  would compare token lists with a sliding window (or add boundary sentinels).
  Low real-world impact at 5-gram length, but the claimed invariant is not what
  the code enforces.

### R-1 — Tokenizer brittleness causes false-negative over-quarantine · **MED**
- **Evidence:** `_content_words` (`wiki.py:294-296`) lowercases and `.split()`s on
  whitespace only — **no punctuation stripping**. `_last_sentence` splits on
  `.!?` (`:276`).
- **Impact:** punctuation stays glued to tokens, so a faithful paraphrase grounds
  only on *exact* surface form — `"volume,"` ≠ `"volume"`, `"L(gamma1)"` must
  match character-for-character, and a trailing decimal like `"V = 1.5"` makes
  `_last_sentence` return the fragment `"5"` (split at the `.`), which then has
  `< 5` content words → **forced ungrounded** (`:339-344`). Math-heavy and terse
  claims are systematically marked ungrounded even when verbatim, inflating the
  ungrounded ratio and pushing real pages into quarantine (and into C-4's
  blind spot when it drives `total_claims` interactions). The passing test
  `test_grounding_guard_…` only succeeds because its fixture reproduces the chunk
  text *exactly*.

### R-2 — Reference-list filter can drop theorem-dense chunks · **LOW**
- **Evidence:** `_retrieve_chunks` (`wiki.py:188-199`) skips a chunk when
  `>60 %` of its lines match `^\s*(\[\d+\]|[A-Z][a-z]+,?\s+[A-Z]\.)`.
- **Issue:** the second alternative (`[A-Z][a-z]+,?\s+[A-Z]\.`) also matches prose
  like `"Theorem A."`, `"Lemma B."`, `"Section C."`. A chunk formatted as a list
  of theorems/lemmas can exceed 60 % and be discarded as a "reference list" —
  silently dropping exactly the mathematical content the wiki wants.

### R-3 — Conflict detection has near-zero precision · **LOW**
- **Evidence:** `_detect_conflicts` (`wiki.py:367-…`) flags a pair `(bk1, bk2)` if
  **each** has *any* chunk containing a hedging keyword
  (`but|however|in contrast|…`, `_CONFLICT_KEYWORDS:361-364`).
- **Issue:** it never checks the keywords relate to a shared topic or to each
  other. In a corpus where most papers contain "however"/"but" somewhere, this
  flags ~O(n²) pairs as "conflicting" — noise surfaced in `CompileReport`.
  Labeled "heuristic signal only", but as-is it is not actionable.

**Part A net:** 1 HIGH (C-4), 2 MED (C-5, R-1), 3 LOW (C-6, R-2, R-3). The guard
is a reasonable lexical MVP, but (a) it has a concrete publish-bypass bug for
zero-citation output, and (b) the "zero-fact-leak" framing overstates what a
last-sentence substring check can guarantee.

---

## Part B — `sources/` (external API clients)

Solid foundations: all three clients set httpx timeouts; OpenAlex and S2 retry
429/5xx with exponential back-off (tenacity); S2 enforces a ≥1 req/s floor with a
monotonic clock under a lock. The findings are about **ID format consistency**
and a couple of dead/inert paths.

### C-7 — `papers.id` is stored in OpenAlex *URL* form, breaking the bare-ID contract · **HIGH**
- **Evidence:** `openalex.py:94` — `_map_paper` sets
  `id = data.get("doi") or data.get("id") or ""`. Real OpenAlex returns `doi` as
  a **full URL** (`https://doi.org/10.x`) and `id` as `https://openalex.org/W…`
  (the repo's own test confirms the URL form for `openalex_id`,
  `test_openalex.py:92`). `ingest.py:82` takes `paper.id` from this unchanged and
  upserts it as `papers.id` (`ingest.py:138`).
- **Why it's currently masked:** the test fixture `_SAMPLE_WORK["doi"]` is a
  **bare** DOI `"10.1145/3592430"` (`test_openalex.py:18`) — not the URL form real
  OpenAlex emits — and **no test asserts `paper.id`** at all. So the suite is
  green while production stores `papers.id = "https://doi.org/10.1145/3592430"`.
- **Impact:**
  1. **Bare-ID lookups fail.** `ingest_all.sh` ingests `"10.1145/1964921.1964997"`,
     but `papers.id` becomes the URL; `codex graph related 10.1145/…`,
     `discover citing 10.1145/…`, search-by-id, etc. find nothing.
  2. **Second ID-mismatch axis (compounds C-1).** `cited_id` from the S2/GROBID
     paths is a **bare** DOI/arXiv (`semanticscholar.py:98-99`,
     `ingest.py:187`), so a bare-DOI reference can never equal a URL-form
     `papers.id` — bare-DOI cross-citations stay "dangling" regardless of the
     F-15 W-ID resolution (which only matches `papers.openalex_id`, the URL form).
- **Action:** confirm with `SELECT id FROM papers LIMIT 5` on the Jetson DB; if
  URL-form, normalize `papers.id` to a canonical bare form at ingest (and the
  `cited_id` writers to match), then add a representative fixture + `paper.id`
  assertion (see T-3).

### T-3 — OpenAlex test fixture is unrepresentative and skips `paper.id` · **MED**
- **Evidence:** `_SAMPLE_WORK["doi"] = "10.1145/3592430"` (bare) vs the real
  `https://doi.org/…` URL form; `test_fetch_paper_*` assert title/year/authors/
  abstract/`openalex_id` but **never** `paper.id`.
- **Impact:** the id-mapping — the exact surface of C-7 — is untested, and the
  fixture actively hides the URL-form behaviour. Any normalization fix needs this
  closed first or it will regress invisibly.

### R-5 — S2 `fetch_references` breaks on legacy arXiv IDs containing `/` · **LOW**
- **Evidence:** `semanticscholar.py:80` interpolates `paper_id` into the path
  `…/paper/{paper_id}/references`. The ingest fallback passes `arXiv:math/0603097`
  (`ingest.py:91`) — the embedded `/` yields a malformed path → 404 →
  `fetch_references` silently returns `[]`. Legacy-arXiv papers that miss the
  OpenAlex path get **zero references** with no error.

### R-4 — `arxiv.fetch_source` no-op try/except + no retry · **LOW**
- **Evidence:** `arxiv.py:41-44` — `try: httpx.get(...) except httpx.RequestError: raise`
  catches and immediately re-raises, doing nothing. Unlike OpenAlex/S2, the arXiv
  client has **no** retry/back-off, so a transient network blip aborts ingest.
  Minor resilience asymmetry.

### C-9 — `semanticscholar.fetch_recommendations` is unreachable app code · **LOW**
- **Evidence:** referenced only by `tests/sources/test_semanticscholar.py`; no
  `codex/` module or CLI calls it (`grep fetch_recommendations`). Tested but
  never wired — dead feature surface (decide: wire a `discover recommend`
  command, or drop).

**Part B net:** 1 HIGH (C-7, ID-form contract — the big one; confirm on live DB),
1 MED (T-3, fixture masks it), 3 LOW (R-4, R-5, C-9). The retry/timeout/rate-limit
hygiene is genuinely good; the weakness is the **un-normalized, heterogeneous ID
space** (URL vs bare, W-ID vs DOI vs arXiv vs S2-hash) threaded through `papers.id`
and `citations.cited_id` — the same root cause behind C-1 and the F-15 ID dance.

---

## Part C — `parsing/` (tex, grobid, nougat, mathpix, figures)

> **Scope reality:** the live corpus is ingested entirely as **`.txt`**
> (`ingest_all.sh` maps every paper to a `*.txt` file), so the `.tex`-clean,
> GROBID, Nougat, Mathpix, and Figures paths are **latent** — only
> `tex.chunk_text` + `quality.*` run on the live data. The findings below are
> real but mostly fire only once `.tex`/`.pdf --rich` ingest is used.
>
> **Not a finding:** the broad `except Exception` in `mathpix.py:109,151` and
> `figures.py:125,152` are *justified* per-item graceful degradation
> (`fitz.open` fails → return empty; pix2tex/image fails → skip that item), not
> swallowed bugs.

### C-10 — Formulas/figures key on the PDF *filename*, not `paper.id` · **MED** (latent, `.pdf --rich`)
- **Evidence:** `figures.py:119` and the mathpix extractor set
  `paper_id = Path(pdf_path).stem`. `ingest.py:289,303` insert
  `f.paper_id` / `fig.paper_id` **unchanged** into `formulas`/`figures`, whose
  schema declares `paper_id TEXT REFERENCES papers(id)` (`schema.sql:97,115`).
- **Impact:** the filename stem (e.g. `springborn-2008-weighted-delaunay…`) will
  not equal `papers.id` (an OpenAlex URL/bare id — see C-7), so the FK insert
  **fails and aborts rich ingest**, or (without FK enforcement) writes orphaned
  rows. Identity is derived from the *file*, not the *paper*. Fix: pass `paper.id`
  into the extractors, or have ingest overwrite `f.paper_id = paper.id` before insert.

### R-7 — `_clean_latex` misses `\(…\)` / `\[…\]` math + strips all math from chunks · **LOW** (`.tex` path)
- **Evidence:** `tex.py:21-56` strips `%comment`, `$…$`, `$$…$$`,
  `equation`/`align` envs, `\cite/\label/\ref` — but **not** the `\(…\)` / `\[…\]`
  math delimiters. Papers using those leave raw `\( … \)` markup in the chunk text.
- **Impact:** (a) leftover math markup pollutes embeddings; (b) *all* math is
  removed from chunk text, so chunk-level semantic search can never match formula
  content — it relies entirely on the separate formula FTS (F-09), which is itself
  latent here. Acceptable as a separation-of-concerns choice, but worth stating.

### R-6 — PDF-path external calls are unwrapped / un-retried · **LOW** (`.pdf` path)
- **Evidence:** `ingest.py:185` calls `extract_references()` outside any
  `try`; GROBID (`grobid.py:54,133`) and the mathpix HTTP calls `raise_for_status`
  with **no** retry/back-off (unlike OpenAlex/S2). A transient GROBID/Mathpix
  5xx aborts the whole PDF ingest.
- **INFO:** `grobid.py:56` uses stdlib `ET.fromstring` on the server's XML.
  Fine for a trusted self-hosted GROBID; switch to `defusedxml` if it is ever
  pointed at an untrusted endpoint.

**Part C net:** 1 MED (C-10), 2 LOW (R-6, R-7), all **latent** for the current
`.txt` corpus. `nougat.py` was skimmed only (54 lines, `.pdf`-only wrapper) — no
deep review yet; flagged in the ledger. Parsing hygiene is otherwise good.

> **Request (a) — second audit pass — is now complete:** §8 of the loop-1 doc
> (grounding guard ✓ Part A, `sources/` ✓ Part B, `parsing/` ✓ Part C) is closed.
> Remaining whole-repo parts D–G are the broader sweep.